Assist the Compliance Officer in embedding a culture of compliance
Assist ensuring compliance with laws and provisions that apply to insurers and financial services providers, with special focus on FAIS, PPR, POPIA and the Insurance Act.
Assist in the development of risk-based Monitoring Plans
Take ownership of Compliance Monitoring
Manage FAIS profile changes
Report on level of compliance
Present findings and be able to engage with Management
Maintain Noncompliance Register
Assist with ad hoc rollouts of compliance related Initiatives
Assist the Compliance Officer with regulatory reviews, inspections and investigations
Educational
LLB
Compliance Management Certificate or Postgraduate Diploma in Compliance (preferably)
RE 1 (preferably)
Skill/Experience
2 – 3 years monitoring experience in financial services environment
1-year monitoring experience in Life Insurance environment (preferably)
General knowledge and understanding of legislation in the financial services environment
Experienced in reporting
Proficiency in MS Office
OTHER COMPETENCIES
Communicate clearly and concisely
A team player with a flexible approach
Problem-solving skills
A desire to learn and grow
Upholds ethics and demonstrates high levels of integrity
Attention to detail
The ability handle pressure
Able to work independently or with limited supervision
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