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Junior Compliance Officer/ Legal Advisor

Location
Cape Town, Western Cape, South Africa
Salary
TBD
Job type
Permanent full time
Category
Governance, risk and compliance, Insurance/Reinsurance
Job Reference
AL/lion/001
Posted on
27 Oct 2021
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About the Role:

DUTIES AND RESPONSIBILITIES:

  • Assist the Compliance Officer in embedding a culture of compliance
  • Assist ensuring compliance with laws and provisions that apply to insurers and financial services providers, with special focus on FAIS, PPR, POPIA and the Insurance Act. 
  • Assist in the development of risk-based Monitoring Plans
  • Take ownership of Compliance Monitoring
  • Manage FAIS profile changes
  • Report on level of compliance
  • Present findings and be able to engage with Management
  • Maintain Noncompliance Register
  • Assist with ad hoc rollouts of compliance related Initiatives
  • Assist the Compliance Officer with regulatory reviews, inspections and investigations
  • Educational
    • LLB
    • Compliance Management Certificate or Postgraduate Diploma in Compliance (preferably)
    • RE 1 (preferably)
  • Skill/Experience
    • 2 – 3 years monitoring experience in financial services environment
    • 1-year monitoring experience in Life Insurance environment (preferably)
    • General knowledge and understanding of legislation in the financial services environment
    • Experienced in reporting
    • Proficiency in MS Office

 

OTHER COMPETENCIES

  • Communicate clearly and concisely
  • A team player with a flexible approach
  • Problem-solving skills
  • A desire to learn and grow
  • Upholds ethics and demonstrates high levels of integrity
  • Attention to detail
  • The ability handle pressure
  • Able to work independently or with limited supervision
  • Self-management

 

Apply
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