DUTIES AND RESPONSIBILITIES:

• Assist the Compliance Officer in embedding a culture of compliance
• Assist ensuring compliance with laws and provisions that apply to insurers and financial services providers, with special focus on FAIS, PPR, POPIA and the Insurance Act. 
• Assist in the development of risk-based Monitoring Plans
• Take ownership of Compliance Monitoring
• Manage FAIS profile changes
• Report on level of compliance
• Present findings and be able to engage with Management
• Maintain Noncompliance Register
• Assist with ad hoc rollouts of compliance related Initiatives
• Assist the Compliance Officer with regulatory reviews, inspections and investigations

• Educational
  • LLB
  • Compliance Management Certificate or Postgraduate Diploma in Compliance (preferably)
  • RE 1 (preferably)
• Skill/Experience
  • 2 – 3 years monitoring experience in financial services environment
  • 1-year monitoring experience in Life Insurance environment (preferably)
  • General knowledge and understanding of legislation in the financial services environment
  • Experienced in reporting
  • Proficiency in MS Office

OTHER COMPETENCIES

• Communicate clearly and concisely
• A team player with a flexible approach
• Problem-solving skills
• A desire to learn and grow
• Upholds ethics and demonstrates high levels of integrity
• Attention to detail
• The ability handle pressure
• Able to work independently or with limited supervision
• Self-management